Porfolio Exits

Portfolio at a Glance

As of 12/31/16

COMPANY %OF NET ASSETS INDUSTRY SHARES COST BASIS FAIR VALUE
ALIPHCOM, INC. 0.9% Consumer Electronics 2,128,005 $10,108,024 $1,339,366
CLOUDERA, INC. 0.2% Software 20,000 580,000 245,466
EQX CAPITAL, INC. 2.7% Equipment Leasing 4,100,000 4,020,000 4,020,030
HERA SYSTEMS, INC. (1) 0.4% Aerospace 3,713,532 2,071,208 516,664
HIGHTAIL, INC. 5.7% Cloud Computing 2,268,602 9,620,188 8,550,361
INTEVAC, INC. 0.9% Other Electronics 163,883 1,828,934 1,401,200
INTRAOP MEDICAL CORP. (2) 19.2% Medical Devices 30,856,187 30,299,938 28,511,642
NUTANIX, INC. 7.4% Networking 459,772 7,376,112 10,990,390
PHUNWARE, INC. 4.9% Mobile Computing 3,257,328 9,999,997 7,365,796
PIVOTAL SYSTEMS CORP. (3) 16.6% Semiconductor Equipment 55,847,820 18,955,193 24,717,919
PURE STORAGE, INC. 0.1% Computer Storage 14,000 336,000 158,340
QMAT, INC. (3) 8.8% Advanced Materials 20,000,240 18,000,240 13,101,361
QUICKLOGIC CORP. 0.3% Semiconductors 270,000 395,532 375,300
REVASUM, INC. 1.5% Semiconductor Equipment 2,210,000 2,201,000 2,200,924
ROKU, INC. 1.1% Consumer Electronics 1,500,000 2,312,500 1,683,750
RORUS, INC. (7) 0.0% Water Purification 50,000 50,000 50,000
SILICON GENESIS CORP. (3) 4.1% Intellectual Property 65,719,286 10,289,216 6,168,986
SUNRUN, INC. 2.4% Renewable Energy 674,820 6,417,495 3,583,294
TELEPATHY INVESTORS, INC. (4) 2.7% Consumer Electronics 18,688,000 7,449,999 4,010,361
TURN INC. (5) 6.9% Advertising Technology 2,357,922 11,899,271 10,317,278
UCT COATINGS, INC. (3) 0.3% Advanced Materials 1,502,283 662,302 394,201
VUFINE, INC. (6) 1.8% Consumer Electronics 24,250,000 3,265,000 2,670,325
WRIGHTSPEED, INC. 7.0% Automotive 3,819,451 11,898,906 10,410,045
EXCHANGE-TRADED FUNDS 3.2% 73,500 4,750,093 4,747,850
  1. The Fund also holds Hera notes with combined par value of $71,208, which are included in cost basis, shares, and fair value.
  2. The Fund also holds IntraOp notes with combined par value of $4,000,000, which are included in cost basis, shares, and fair value.
  3. The Fund also holds warrants, which are included in shares and fair value.
  4. The Fund also holds Telepathy notes with combined par value of $3,450,000, which are included in cost basis, shares, and fair value.
  5. The Fund also holds Turn notes with a combined par value of $559,360, which are included in cost basis, shares, and fair value.
  6. The Fund also holds Vufine notes with combined par value of $1,000,000, which are included in cost basis, shares, and fair value.
  7. The Fund also holds Rorus notes with combined par value of $50,000, which are included in cost basis, shares, and fair value.