Top 5 Holdings

Top 5 Holdings

As of August 31, 2018

Position Company % Estimated Net Assets
1. Pivotal Systems, Inc. 46.0%
2. IntraOp Medical Corp. 10.9%
3. Revasum, Inc. 10.3%
4. QMAT, Inc. 7.3%
5. Roku, Inc. 6.3%

Additional Information

The Fund also announced that as of August 31, 2018, estimated net assets of the Fund were approximately $236 million, or $32.35 per share, including cash and cash equivalents of approximately $0.27 per share. As of that date, the Fund's top five holdings constituted 80.8% of the Fund's estimated net assets.* Complete financial statements and a detailed schedule of investments as of September 30, 2018, will be available in the Fund's quarterly report filing on Form 10-Q in November.

*Estimated net assets as of August 31, 2018, represent net assets of approximately $186 million as of June 30, 2018, plus the net change in unrealized appreciation/depreciation and realized gains/losses on publicly traded and private securities since June 30, 2018. For the purposes of calculating the percentage of net assets represented by each investment, the value of each holding is determined by the most recent of: (1) the purchase price, (2) the market value for public securities, less any discounts taken due to restrictions on the stock, or (3) the June 30, 2018, fair value of each security, as determined under procedures approved by our Board of Directors.