Top 5 Holdings

Top 5 Holdings

As of March 31, 2017

Position Company % Preliminary Net Assets
1. IntraOp Medical Corp. 19.8%
2. Pivotal Systems, Inc. 16.8%
3. Turn Inc. 9.7%
4. QMAT, Inc. 9.5%
5. Wrightspeed, Inc. 7.1%

Additional Information

The Fund’s preliminary net assets as of March 31, 2017, include cash of approximately $0.06 per share. As of March 31, 2017, the Fund’s top five holdings constituted 63.0% of the Fund’s preliminary net assets. Complete financial statements and a detailed schedule of investments will be made available with the Fund’s quarterly report filing on Form 10-Q in May 2017.