Top 5 Holdings

Top 5 Holdings

As of May 31, 2018

Position Company % Estimated Net Assets*
1. Pivotal Systems, Inc. 24.3%
2. IntraOp Medical Corp. 14.3%
3. QMAT, Inc. 12.3%
4. Nutanix, Inc. 9.8%
5. Revasum, Inc. 8.8%

Additional Information

The Fund also announced that as of May 31, 2018, estimated net assets of the Fund were approximately $183 million, or $25.02 per share, including cash and cash equivalents of approximately $0.09 per share. As of that date, the Fund's top five holdings constituted 69.4% of the Fund's estimated net assets.* Complete financial statements and a detailed schedule of investments as of June 30, 2018, will be available in the Fund's quarterly report filing on Form 10-Q in August.

*Estimated net assets as of May 31, 2018, represent net assets of approximately $180 million as of March 31, 2018, plus the net change in unrealized appreciation/depreciation and realized gains/losses on publicly traded and private securities since March 31, 2018. For the purposes of calculating the percentage of net assets represented by each investment, the value of each holding is determined by the most recent of: (1) the purchase price, (2) the market value for public securities, less any discounts taken due to restrictions on the stock, or (3) the March 31, 2018, fair value of each security, as determined under procedures approved by our Board of Directors.