Top 5 Holdings

Top 5 Holdings

As of January 31, 2017

Position Company % Estimated Net Assets*
1. IntraOp Medical Corp. 18.9%
2. Pivotal Systems, Inc. 16.4%
3. QMAT, Inc. 8.87%
4. Nutanix, Inc. 8.3%
5. Wrightspeed, Inc. 6.9%

Additional Information

The Fund also announced that, as of January 31, 2017, estimated net assets of the Fund were approximately $151 million, or $20.27 per share, including cash of approximately $0.68 per share. As of that date, the Fund's top five holdings constituted 59.3% of the Fund's estimated net assets.* Complete financial statements and a detailed schedule of investments as of December 31, 2016, will be available in the Fund's annual report filing on Form 10-K in March.

*Estimated net assets as of January 31, 2017, represent net assets of approximately $149 million as of December 31, 2016, plus the net change in unrealized appreciation/depreciation and realized gains/losses on publicly traded and private securities since December 31, 2016. For the purposes of calculating the percentage of net assets represented by each investment, the value of each holding is determined by the most recent of: (1) the purchase price, (2) the market value for public securities, less any discounts taken due to restrictions on the stock, or (3) the December 31, 2016, fair value of each security, as determined under procedures approved by our Board of Directors.