Top 5 Holdings

Top 5 Holdings

As of December 31, 2017

Position Company % Preliminary Net Assets*
1. Pivotal Systems, Inc. 19.9%
2. QMAT, Inc. 13.4%
3. IntraOp Medical Corp. 12.1%
4. Nutanix, Inc. 9.3%
5. Revasum, Inc. 8.5%

Additional Information

The Fund also announced that, as of December 31, 2017, preliminary net assets of the Fund were approximately $174 million, or $23.83 per share, including cash and cash equivalents of approximately $0.25 per share. As of that date, the Fund's top five holdings constituted 63.2% of the Fund's preliminary net assets.* Complete financial statements and a detailed schedule of investments as of December 31, 2017, will be available with the Fund's annual report filing on Form 10-K in March 2018.

*The Fund's annual audit for fiscal year 2017 is in progress and has not yet been completed. To the extent there are adjustments as a result of the audit, the adjusted NAV for December 31, 2017, will be published in the Fund's annual report. The Fund currently has no knowledge that there is any material audit adjustment that may require publishing an adjusted December 31, 2017, NAV.