Top 5 Holdings

Top 5 Holdings

As of September 30, 2017

Position Company % Preliminary Net Assets
1. Pivotal Systems, Inc. 21.3%
2. IntraOp Medical Corp. 15.2%
3. QMAT, Inc. 8.6%
4. Wrightspeed, Inc. 7.7%
5. Nutanix, Inc. 7.4%

Additional Information

The Fund's preliminary net assets as of September 30, 2017, include cash and cash equivalents of approximately $0.69 per share. As of September 30, 2017, the Fund's top five holdings constituted 60.2% of the Fund's preliminary net assets. Complete financial statements and a detailed schedule of investments for the third quarter will be made available with the Fund's quarterly report filing on Form 10-Q in November 2017.