Top 5 Holdings

Top 5 Holdings

As of January 31, 2019

Position Company % Preliminary Net Assets
1. Revasum, Inc. 31.1%
2. Pivotal Systems, Inc. 28.8%
3. IntraOp Medical Corp. 14.8%
4. Phunware, Inc. 9.6%
5. QMAT, Inc. 6.9%

Additional Information

The Fund's net assets as of January 31, 2019, include cash and cash equivalents of approximately $0.06 per share. As of January 31, 2019, the Fund's top five holdings constituted 91.3% of the Fund's preliminary net assets, and 82.3% of our preliminary gross assets. Complete financial statements and a detailed schedule of investments are available with the Fund's annual report filing on Form 10-K.