Top 5 Holdings
As of December 31, 2018
| Position | Company | % Preliminary Net Assets |
|---|---|---|
| 1. | Revasum, Inc. | 30.8% |
| 2. | Pivotal Systems, Inc. | 28.2% |
| 3. | IntraOp Medical Corp. | 15.5% |
| 4. | Phunware, Inc. | 10.0% |
| 5. | QMAT, Inc. | 7.0% |
Additional Information
The Fund's net assets as of December 31, 2018, include cash and cash equivalents of approximately $0.06 per share. As of December 31, 2018, the Fund's top five holdings constituted 91.6% of the Fund's preliminary net assets, and 82.2% of our preliminary gross assets. Complete financial statements and a detailed schedule of investments are available with the Fund's annual report filing on Form 10-K.
