Top 5 Holdings
As of January 31, 2019
| Position | Company | % Preliminary Net Assets |
|---|---|---|
| 1. | Revasum, Inc. | 31.1% |
| 2. | Pivotal Systems, Inc. | 28.8% |
| 3. | IntraOp Medical Corp. | 14.8% |
| 4. | Phunware, Inc. | 9.6% |
| 5. | QMAT, Inc. | 6.9% |
Additional Information
The Fund's net assets as of January 31, 2019, include cash and cash equivalents of approximately $0.06 per share. As of January 31, 2019, the Fund's top five holdings constituted 91.3% of the Fund's preliminary net assets, and 82.3% of our preliminary gross assets. Complete financial statements and a detailed schedule of investments are available with the Fund's annual report filing on Form 10-K.
