Top 5 Holdings

Top 5 Holdings

As of December 31, 2018

Position Company % Preliminary Net Assets
1. Revasum, Inc. 30.8%
2. Pivotal Systems, Inc. 28.2%
3. IntraOp Medical Corp. 15.5%
4. Phunware, Inc. 10.0%
5. QMAT, Inc. 7.0%

Additional Information

The Fund's net assets as of December 31, 2018, include cash and cash equivalents of approximately $0.06 per share. As of December 31, 2018, the Fund's top five holdings constituted 91.6% of the Fund's preliminary net assets, and 82.2% of our preliminary gross assets. Complete financial statements and a detailed schedule of investments are available with the Fund's annual report filing on Form 10-K.